Our Approach
Corinthian Partners, L.L.C. (“Corinthian Partners”) privacy policy applies to consumers who are current or former Corinthian Partners clients or who register for one of our services or promotional offers. Throughout the policy, we refer to information that personally identifies you or your accounts as “personal information.” The firm complies with Regulation S-P (the SEC’s privacy rule), the California Financial Institution Privacy Act where applicable, and the customer-information safeguards set forth in the firm’s Written Supervisory Procedures. The full privacy notice is delivered to customers annually and is continuously available on this page.
We do not sell your personal information.
Information We Collect
- Information you provide on account applications and in the course of our communications with you (name, address, phone number, email, SSN, investment objectives and experience, and similar items).
- Information about your transactions with the firm, its affiliates, and third parties (balances, positions, transaction history).
- Information from consumer-reporting agencies, where required for account opening or regulatory review.
- Limited non-personally-identifying information collected through the use of cookies on the firm’s websites.
Use and Sharing
- To process and service your accounts.
- To comply with applicable law, regulation, and self-regulatory requirements.
- Disclosed to companies that help us process or service your transactions, including statement printing and mailing companies, and to financial institutions that assist with marketing — all under contracts that prohibit them from using personal information for their own purposes.
- In limited circumstances where we believe in good faith disclosure is required or permitted under law (regulatory and law-enforcement cooperation, dispute resolution, credit checks, institutional risk control).
- We do not share personal information with unaffiliated third parties for marketing purposes unless you have specifically opted in.
Safeguards
The firm protects the confidentiality and security of personal information through physical, electronic, and procedural safeguards. Service providers may not use personal information for their own purposes and are contractually obligated to maintain strict confidentiality. Access to personal information is restricted to firm employees and agents for business purposes only; all employees are trained and required to safeguard such information.
Account Access & Web-Site Security
The Client Account Access area of the firm’s website is available only to account holders. Logging in requires both a personal account number and a password individually selected by each customer. The Access Center uses leading encryption technology to protect data transmitted between the customer and the firm — including account information, trade orders, and email sent from within the Access Center.
Notice of Changes; Inquiries
The firm will provide notice of material changes to its information-sharing practices. If at any time it becomes necessary to disclose personal information in a way inconsistent with this policy, the firm will give advance notice so that customers may opt out of such disclosure. For questions or concerns, please contact the firm by email at contact form or call 1-800-899-8950.