For Qualified Individuals and Families

Our Private Client business is designed for individuals and families with meaningful wealth and commensurately meaningful obligations, to heirs, to philanthropies, to the operating businesses from which their capital was earned. The engagements are enduring by design; the work is senior by definition.

Portfolio construction typically begins with an unhurried exchange about the client’s actual circumstances: liquidity requirements, income needs, tax position, concentrated holdings, intergenerational considerations, and the investments that have worked, or failed to work, in the past.

Capabilities

• Core equity and fixed-income portfolio construction, sized to a client’s liquidity and income requirements.
• Options strategies, including overwriting, hedging, and targeted income, where appropriate and upon written suitability review.
• Access to private-market opportunities sourced through the firm’s Investment Banking and Capital Markets calendars, subject to client qualification and suitability.
• Retirement-account consolidation, IRAs, and distribution planning under Regulation Best Interest and the DOL Fiduciary Rule.