Overview

Corinthian Partners maintains a specialized American Depositary Receipt (ADR) services capability. Our role is purposely limited, administrative, and program-specific: the firm supports transfer agents and depositaries on the oversight tasks associated with both sponsored and unsponsored ADR programs. Corinthian does not interact directly with ADR holders or with the underlying foreign issuer, and the firm neither custodies, issues, nor cancels physical ADR certificates.

ADR engagements are offered exclusively to SEC-regulated transfer agents and depositaries and are performed within the boundaries of the firm’s Written Supervisory Procedures and applicable SEC and FINRA rules. Each engagement is governed by a written scope letter and documented in a dedicated program file.

ADR services are offered to SEC-regulated transfer agents and depositaries only, and are performed within the boundaries of Corinthian’s Written Supervisory Procedures. Corinthian does not custody, issue, or cancel physical ADR certificates.

What This Page Is, and Is Not

The present page is a general representation of the firm’s ADR capability, not a specification of program mechanics, economics, or eligibility. Prospective counterparties are invited to contact the firm for a scoped discussion.

Point of Contact

Inquiries are directed to the Office of the Chief Compliance Officer. Correspondence should be identified “ADR Program Inquiry” in the subject line.