For Private Issuers

The firm arranges primary capital for privately held companies, operating businesses, issuers preparing for an eventual public listing, and established concerns seeking additional private capital. Our work spans the principal exemptions available under United States securities laws, with careful attention to investor qualification, offering structure, and suitability.

• Regulation D private placements, Rules 506(b) and 506(c).
• Regulation S offerings to non-U.S. investors.
• Regulation A+ offerings.
• Rule 144A placements to qualified institutional buyers.
• Pre-IPO capital-formation mandates, coordinated with the firm’s public-company capabilities.

How We Work

Issuers retain the firm for process discipline, for the quality of the capital we bring to the table, and, on occasion, for our willingness to decline a mandate the market is not prepared to reward. Investors value the diligence we undertake before an opportunity is ever shown.